Overview
Compliance Specialist, Finance & Banking Jobs in Johannesburg, South Africa at RMB Nigeria Limited
time left to apply End Date:
January 29, 2025 (4 days left to apply)
job requisition  R25580
Job Description
To provide robustregulatory complianceadvice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards.
Hello FutureCompliance Specialist,
Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of the people that make it happen.
As part of our team inFR Life Assurance,you will be surrounded by unique talents,diverseminds, and an adaptable environment that lives up to the promise of staying curious. Now’s the time to imagine your potential in a team where experts come together and ignite effective change.
Are you someone who can:
Execute compliance activities based on the Compliance Strategy Plan in order to provide assurance on the level ofregulatory compliance.
Monitor new regulatory mandates, rules and requirements, ensure that compliance policies are kept up to date and that revisions are disseminated in a timely manner.
Design and implement compliance training and educational programmes; actively participate in management training, including new starter induction programmes.
Provide advice on compliance with applicable laws and regulations to the business to ensure ongoing adherence and compliance.
Assess the possible impact of any regulatory development on the operations of the business and work with the business regarding compliance.
Conduct compliance monitoring reviews and audits based on audit schedule and ad hoc requirements as required by the Internal Auditor or business leader.
Review and monitor completed audits and follow up on any recommendations made.
Execute theregulatory compliancebreach management and follow-up process in order to address the identification, analysis and resolution processes to be followed as well as the escalation procedures.
Provide professional advice and guidance to business regarding compliance matters.
Contribute to the initiation of critical statutory projects relevant to the business and monitor the appropriate implementation thereof by the business.
Create awareness within the business regarding new compliance requirements or provide guidance on the potential impact of compliance requirements.
Support the business stakeholders identify compliance risks or weaknesses for which the business should consider additional mitigating action, or processes and/or procedures.
Initiate, contribute and prepare the necessary documentation for the submission of business enabling statutory applications to applicable regulatory and industry or supervisory bodies.
Build relationships with internal and external stakeholders as well as the wider compliance community.
Provide input from a compliance perspective and act as trusted advisor in business projects and initiatives.
Deliver compliance reports that highlight compliance activities and instances of non-compliance, both internal and external within agreed time frames.
Initiate and contribute to the review of all critical business policies from aregulatory complianceperspective and make recommendations for improvement.
Identify, assess, manage, monitor and report on compliance risks that the company faces.
Execute compliance activities based on the Risk-based compliance plan to provide assurance on the level ofregulatory compliance.
You will be…
Title: Compliance Specialist, Finance & Banking
Company: RMB Nigeria Limited
Location: Johannesburg, South Africa
Category: Finance & Banking, Business
