Overview
Compliance Officer (Johannesburg) Jobs in Johannesburg at Masthead (Pty) Ltd
At Masthead (Pty) Ltd, our passion is keeping businesses in business. As a national supplier of practice management and business development services, and compliance monitoring of FAIS, FICA, POPI, and NCR, Masthead assists Independent Financial Advisors, corporate FSPs and other business sectors throughout South Africa so they can stay in business, improve productivity and prosper. We know this can only be achieved through the calibre of people we employ – people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile.
POSITION SUMMARY
To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA.
MINIMUM REQUIREMENTS – QUALIFICATIONS & WORK EXPERIENCE
Registered as a FSCA (FSB) approved Compliance Officer is essential
Must be approved by the FSCA for Category I (at minimum)
Holds a recognised Legal or Accounting degree (or another qualification listed on the FSCA’s list of approved qualifications for Compliance Officers)
Minimum 3 years’ proven experience in compliance or risk management within the financial services industry
A valid driver’s licence.
Please note only applicants who meet these requirements will be considered for this position.
COMPLIANCE DUTY AND RESPONSIBILITY
Outsourced compliance function delivered to financial services clients
Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements (this might include, but is not limited to, POPI, Companies Act, Medical Schemes Act, Insurance Act etc)
Establish a culture of compliance and provide a compliance risk framework to clients
Assist clients to achieve the TCF outcomes
Services to be delivered to Independent FSPs and Corporate clients
Perform all functions to the standard and deadlines set by Regional Manager
Provide clients with high quality, personalized and substantive reports
Include clients in compliance processes and provide post monitoring feedback
Maintain records as required by the business
Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients
Sourcing and signing up of new clients
COMPETENCIES AND SKILLS
Good working knowledge of compliance legislation viz. FICA and FAIS (POPI knowledge is advantageous)
Understanding and knowledge of risk management principles
Exceptional verbal and written communication skills
Work under pressure, independently, and as part of a team
Proficient presentation skills
Job Types: Full-time, Permanent
Work Location: In person
Application Deadline: 2025/03/20
Title: Compliance Officer (Johannesburg)
Company: Masthead (Pty) Ltd
Location: Johannesburg
