Overview
Compliance Officer, Finance & Banking Jobs in Johannesburg, South Africa at Nedbank
To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.
Job Responsibilities
Monitor compliance risks and determine the state of compliance in client facing Clusters
Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented
Execute the annual compliance risk-based program
Provide input, review and ensure accurate reporting and articulation of compliance
Provide guidance in the completion of subsidiary compliance risk monitoring programs
Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection
Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risk
Engage with stakeholders formally through determining scope of work, understanding and identifying client needs
Developcollaborativerelationship with the Compliance Institute of South Africa (CISA)
Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.
People Specification
Essential Qualifications – NQF Level
Advanced Diplomas/National 1st Degrees
Preferred Qualification
Post Graduate Diploma:
Risk Management, Advanced Diplomas/National 1st Degrees
Essential Certifications Preferred Certifications
Compliance Institute of South Africa (CISA) – preferred, not essential
Minimum Experience Level
8
-10 years experience in risk management of which 5 years in a compliance related role
Technical / Professional Knowledge
Change management
Cluster specific operations
Compliance reporting
Governance, Risk and Controls
Relevant regulatory knowledge
Relevant software and systems knowledge
Reputational risk management
Risk management process and frameworks
Codes of Good Governance
Decision Making
Building Trusting Relationships
Managing Work
Quality Orientation
Stress Tolerance
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Title: Compliance Officer, Finance & Banking
Company: Nedbank
Location: Johannesburg, South Africa
Category: Finance & Banking, Government
